Administrative Measures for Regulatory Statistics on Banking and Insurance Sectors
Administrative Measures for Regulatory Statistics on Banking and Insurance Sectors
Administrative Measures for Regulatory Statistics on Banking and Insurance Sectors
Order of the China Banking and Insurance Regulatory Commission [2022] No. 10
December 25, 2022
Chapter I General Provisions
Article 1 These Measures are formulated in accordance with the Banking Regulation Law of the People's Republic of China, the Insurance Law of the People's Republic of China, the Law of the People's Republic of China on Commercial Banks, the Statistics Law of the People's Republic of China, the Data Security Law of the People's Republic of China, and other laws and regulations, with a view to strengthening the management of the regulatory statistics on banking and insurance sectors, standardizing the behaviors in regulatory statistics, raising the quality and efficiency of regulatory statistics, implementing the regulatory functions of statistics, and promoting scientific regulation and steady and healthy development of the industry.
Article 2 For the purpose of these Measures, the banking and insurance institutions shall refer to commercial banks, rural credit cooperatives, and other financial institutions absorbing public deposits, policy banks, financial asset management companies, financial leasing companies, wealth management companies, insurance group (holding) companies, insurance companies, and insurance asset management companies, each established within the territory of the People's Republic of China.
Article 3 For the purpose of these Measures, the regulatory statistics shall refer to the statistical investigation, statistical analysis, statistical information service, statistical management, and statistical supervision and inspection, and other activities organized and conducted by the China Banking and Insurance Regulatory Commission (CBIRC) and its local offices targeting the banking and insurance institutions, as well as the various statistical activities conducted by the banking and insurance institutions to implement relevant regulatory requirements.
For the purpose of these Measures, the regulatory statistics materials shall refer to the data, statements, reports, and other materials which are collected as required by the CBIRC and its local offices for regulatory statistics the China Banking and Insurance Regulatory Commission and its dispatched agencies, and demonstrate the operating conditions and risk status of the banking and insurance institutions.
Article 4 The regulatory statistics shall follow the principles of uniformity and standardization, accuracy and timeliness, and being scientific and practical.
Article 5 The CBIRC shall adopt an administrative mechanism with unified leadership and hierarchical management for the regulatory statistics on banking and insurance sectors. The local offices of the CBIRC shall be responsible for the regulatory statistics for the banking and insurance institutions within their respective jurisdictions.
Article 6 The CBIRC, its local offices, and the banking and insurance institutions shall continuously raise the level of informatization for regulatory statistics, and make full and reasonable use of advanced information technologies to meet the needs of regulatory statistics.
Article 7 The regulatory statistics work and the management of regulatory statistics materials shall strictly abide by relevant laws, regulations, regulatory rules, and standards on confidentiality, network security, data security, and personal information protection. Relevant entities and individuals shall strictly perform confidentiality in accordance with laws and regulations and ensure the security of regulatory statistics.
Chapter II Administrative institutions of regulatory statistics
Article 8 The statistics department of the CBIRC shall implement centralized management of regulatory statistics and perform the following duties:
(1) organizing the formulation of relevant work rules, such as regulatory statistics management rules, regulatory statistics business rules, regulatory data standards, and data security rules;
(2) organizing surveys and statistical analysis for regulatory statistics;
(3) collecting, compiling and managing regulatory statistics data;
(4) regularly publishing regulatory statistics materials as per relevant regulations;
(5) organizing and carrying out supervision, inspection, and business training for regulatory statistics;
(6) promoting the building of an information system for regulatory statistics;
(7) organizing and carrying out the work related to the security protection of regulatory statistics data; and
(8) performing other work as needed for regulatory statistics.
Article 9 The relevant departments of the CBIRC shall cooperate with the statistics department to effectively carrying out regulator statistics, and perform the following duties: (1) participating in the formulation of regulatory statistics management rules, business rules and regulatory data standards;
(2) guiding and urging the banking and insurance institutions to implement the rules for regulatory statistics, strengthen the management of regulatory statistics, and raise the quality of regulatory statistics;
(3) reviewing the regulatory statistics on the banking and insurance institutions under their respective jurisdictions based on the division of regulatory duties and relevant regulations, (4) carrying out the work related to the security protection of regulatory statistics data; and
(5) performing other work as needed for regulatory statistics.
Article 10 The local offices of the CBIRC shall thoroughly implement the rules for regulatory statistics, standards, and relevant work requirements of the CBIRC.
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Order of the China Banking and Insurance Regulatory Commission [2022] No. 10
December 25, 2022
Chapter I General Provisions
Article 1 These Measures are formulated in accordance with the Banking Regulation Law of the People's Republic of China, the Insurance Law of the People's Republic of China, the Law of the People's Republic of China on Commercial Banks, the Statistics Law of the People's Republic of China, the Data Security Law of the People's Republic of China, and other laws and regulations, with a view to strengthening the management of the regulatory statistics on banking and insurance sectors, standardizing the behaviors in regulatory statistics, raising the quality and efficiency of regulatory statistics, implementing the regulatory functions of statistics, and promoting scientific regulation and steady and healthy development of the industry.
Article 2 For the purpose of these Measures, the banking and insurance institutions shall refer to commercial banks, rural credit cooperatives, and other financial institutions absorbing public deposits, policy banks, financial asset management companies, financial leasing companies, wealth management companies, insurance group (holding) companies, insurance companies, and insurance asset management companies, each established within the territory of the People's Republic of China.
Article 3 For the purpose of these Measures, the regulatory statistics shall refer to the statistical investigation, statistical analysis, statistical information service, statistical management, and statistical supervision and inspection, and other activities organized and conducted by the China Banking and Insurance Regulatory Commission (CBIRC) and its local offices targeting the banking and insurance institutions, as well as the various statistical activities conducted by the banking and insurance institutions to implement relevant regulatory requirements.
For the purpose of these Measures, the regulatory statistics materials shall refer to the data, statements, reports, and other materials which are collected as required by the CBIRC and its local offices for regulatory statistics the China Banking and Insurance Regulatory Commission and its dispatched agencies, and demonstrate the operating conditions and risk status of the banking and insurance institutions.
Article 4 The regulatory statistics shall follow the principles of uniformity and standardization, accuracy and timeliness, and being scientific and practical.
Article 5 The CBIRC shall adopt an administrative mechanism with unified leadership and hierarchical management for the regulatory statistics on banking and insurance sectors. The local offices of the CBIRC shall be responsible for the regulatory statistics for the banking and insurance institutions within their respective jurisdictions.
Article 6 The CBIRC, its local offices, and the banking and insurance institutions shall continuously raise the level of informatization for regulatory statistics, and make full and reasonable use of advanced information technologies to meet the needs of regulatory statistics.
Article 7 The regulatory statistics work and the management of regulatory statistics materials shall strictly abide by relevant laws, regulations, regulatory rules, and standards on confidentiality, network security, data security, and personal information protection. Relevant entities and individuals shall strictly perform confidentiality in accordance with laws and regulations and ensure the security of regulatory statistics.
Chapter II Administrative institutions of regulatory statistics
Article 8 The statistics department of the CBIRC shall implement centralized management of regulatory statistics and perform the following duties:
(1) organizing the formulation of relevant work rules, such as regulatory statistics management rules, regulatory statistics business rules, regulatory data standards, and data security rules;
(2) organizing surveys and statistical analysis for regulatory statistics;
(3) collecting, compiling and managing regulatory statistics data;
(4) regularly publishing regulatory statistics materials as per relevant regulations;
(5) organizing and carrying out supervision, inspection, and business training for regulatory statistics;
(6) promoting the building of an information system for regulatory statistics;
(7) organizing and carrying out the work related to the security protection of regulatory statistics data; and
(8) performing other work as needed for regulatory statistics.
Article 9 The relevant departments of the CBIRC shall cooperate with the statistics department to effectively carrying out regulator statistics, and perform the following duties: (1) participating in the formulation of regulatory statistics management rules, business rules and regulatory data standards;
(2) guiding and urging the banking and insurance institutions to implement the rules for regulatory statistics, strengthen the management of regulatory statistics, and raise the quality of regulatory statistics;
(3) reviewing the regulatory statistics on the banking and insurance institutions under their respective jurisdictions based on the division of regulatory duties and relevant regulations, (4) carrying out the work related to the security protection of regulatory statistics data; and
(5) performing other work as needed for regulatory statistics.
Article 10 The local offices of the CBIRC shall thoroughly implement the rules for regulatory statistics, standards, and relevant work requirements of the CBIRC.
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