Administrative Measures for the Sponsorship Service for the Offering and Listing of Securities
Administrative Measures for the Sponsorship Service for the Offering and Listing of Securities
Administrative Measures for the Sponsorship Service for the Offering and Listing of Securities
Order of the China Securities Regulatory Commission No.170
June 12, 2020
The Administrative Measures for the Sponsorship Service for the Offering and Listing of Securities, which were deliberated and adopted at the fifth executive meeting of 2020 of the China Securities Regulatory Commission on June 1, 2020, are hereby issued for implementation as of the date of issue.
Yi Huiman, Chairman of the China Securities Regulatory Commission
Administrative Measures for the Sponsorship Service for the Offering and Listing of Securities
Chapter I General Provisions
Article 1 The Measures are hereby formulated in accordance with the Securities Law of the People's Republic of China, the Regulations on the Supervision and Administration of Securities Companies, the Circular of the General Office of the State Council on Work Related to Implementation of the Amended Securities Law (Guo Ban Fa [2020] No.5) and other relevant laws and administrative regulations for the purposes of regulating the sponsorship service for the offering and listing of securities, enhancing the quality of listed companies and the practice standard of securities companies, protecting the legitimate rights and interests of investors, and promoting the healthy development of the securities market.
Article 2 An issuer that applies for the following offering matters by means of underwriting according to the law shall engage a securities company with the qualification for the sponsorship service to fulfill the duties of a sponsor:
1.
......
Order of the China Securities Regulatory Commission No.170
June 12, 2020
The Administrative Measures for the Sponsorship Service for the Offering and Listing of Securities, which were deliberated and adopted at the fifth executive meeting of 2020 of the China Securities Regulatory Commission on June 1, 2020, are hereby issued for implementation as of the date of issue.
Yi Huiman, Chairman of the China Securities Regulatory Commission
Administrative Measures for the Sponsorship Service for the Offering and Listing of Securities
Chapter I General Provisions
Article 1 The Measures are hereby formulated in accordance with the Securities Law of the People's Republic of China, the Regulations on the Supervision and Administration of Securities Companies, the Circular of the General Office of the State Council on Work Related to Implementation of the Amended Securities Law (Guo Ban Fa [2020] No.5) and other relevant laws and administrative regulations for the purposes of regulating the sponsorship service for the offering and listing of securities, enhancing the quality of listed companies and the practice standard of securities companies, protecting the legitimate rights and interests of investors, and promoting the healthy development of the securities market.
Article 2 An issuer that applies for the following offering matters by means of underwriting according to the law shall engage a securities company with the qualification for the sponsorship service to fulfill the duties of a sponsor:
1.
......