Administrative Measures for the Registration of Issuance of Securities by Companies Listed on the ChiNext Board (for Trial Implementation)

Administrative Measures for the Registration of Issuance of Securities by Companies Listed on the ChiNext Board (for Trial Implementation)
Administrative Measures for the Registration of Issuance of Securities by Companies Listed on the ChiNext Board (for Trial Implementation)

Order of the China Securities Regulatory Commission No.168

June 12, 2020

The Administrative Measures for the Registration of Issuance of Securities by Companies Listed on the ChiNext Board (for Trial Implementation), which were adopted upon deliberation at the Fifth Executive Meeting in 2020 of the China Securities Regulatory Commission on June 1, 2020, are hereby promulgated for implementation as of the date of promulgation.

Yi Huiman, Chairman of the China Securities Regulatory Commission

Administrative Measures for the Registration of Issuance of Securities by Companies Listed on the ChiNext Board (for Trial Implementation)

Chapter I General Provisions

Article 1 The Measures are formulated in accordance with the Securities Law of the People's Republic of China (the "Securities Law"), the Circular of the General Office of the State Council on Work Related to Implementation of the Amended Securities Law, the Circular of the General Office of the State Council on Forwarding the Several Opinions on Launching the Pilot Program of Domestically Issuing Stocks or Depository Receipts by Innovative Enterprises Released by the China Securities Regulatory Commission (the "Several Opinions") and other relevant laws and regulations in order to standardize the issuance of securities by companies listed on the ChiNext Board (the "listed companies") and protect the legitimate rights and interests of investors and public interest.

Article 2 Where a listed company applies to domestically issue securities, the Measures apply.
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