Measures for the Supervision and Administration of Credibility of Securities and Futures Markets
Measures for the Supervision and Administration of Credibility of Securities and Futures Markets
Measures for the Supervision and Administration of Credibility of Securities and Futures Markets
Order of the China Securities Regulatory Commission No.139
March 28, 2018
The Measures for the Supervision and Administration of Credibility of Securities and Futures Markets, deliberated and adopted at the seventh Chairman's Executive Meeting of the China Securities Regulatory Commission on November 2, 2017, are hereby promulgated for implementation as of July 1, 2018.
Liu Shiyu, Chairman of the China Securities Regulatory Commission
Measures for the Supervision and Administration of Credibility of Securities and Futures Markets
Chapter I General Provisions
Article 1 The Measures for the Supervision and Administration of Credibility of Securities and Futures Markets (hereinafter referred to as the "Measures") are enacted in accordance with the relevant laws and administrative regulations in order to strengthen the credibility development of securities and futures markets, protect the lawful rights and interests of investors and maintain the order of securities and futures markets to promote the healthy and stable development of securities and futures markets.
Article 2 The China Securities Regulatory Commission (hereafter referred to as the "CSRC") shall establish nationally unified Database of Securities and Futures Markets Credibility Archive (hereafter referred to as the "Credibility Archive") to record the credit information of securities and futures markets.
Article 3 The Measures apply to the identification, collection and management of the credit information entered into the Credibility Archive, the publicity and enquiry of credit information, as well as the credibility constraints, incentives and guidance.
Article 4 When engaging in the activities on the securities and futures markets, citizens (natural persons), legal persons and other organizations shall observe in good faith the laws, administrative regulations and rules, as well as the disciplinary rules formulated in accordance with the law.
......
Order of the China Securities Regulatory Commission No.139
March 28, 2018
The Measures for the Supervision and Administration of Credibility of Securities and Futures Markets, deliberated and adopted at the seventh Chairman's Executive Meeting of the China Securities Regulatory Commission on November 2, 2017, are hereby promulgated for implementation as of July 1, 2018.
Liu Shiyu, Chairman of the China Securities Regulatory Commission
Measures for the Supervision and Administration of Credibility of Securities and Futures Markets
Chapter I General Provisions
Article 1 The Measures for the Supervision and Administration of Credibility of Securities and Futures Markets (hereinafter referred to as the "Measures") are enacted in accordance with the relevant laws and administrative regulations in order to strengthen the credibility development of securities and futures markets, protect the lawful rights and interests of investors and maintain the order of securities and futures markets to promote the healthy and stable development of securities and futures markets.
Article 2 The China Securities Regulatory Commission (hereafter referred to as the "CSRC") shall establish nationally unified Database of Securities and Futures Markets Credibility Archive (hereafter referred to as the "Credibility Archive") to record the credit information of securities and futures markets.
Article 3 The Measures apply to the identification, collection and management of the credit information entered into the Credibility Archive, the publicity and enquiry of credit information, as well as the credibility constraints, incentives and guidance.
Article 4 When engaging in the activities on the securities and futures markets, citizens (natural persons), legal persons and other organizations shall observe in good faith the laws, administrative regulations and rules, as well as the disciplinary rules formulated in accordance with the law.
......