Interim Measures for the Administration of the Banking Supervisory Statistics
Interim Measures for the Administration of the Banking Supervisory Statistics
Interim Measures for the Administration of the Banking Supervisory Statistics
Order of the China Banking Regulatory Commission [2004] No. 6
September 15, 2004
The Interim Measures for the Administration of Banking Supervisory Statistics, which have been discussed and adopted at the 25th chairman's meeting of China Banking Regulatory Commission, are hereby promulgated and shall come into effect as of November 1, 2004.
Chairman: Liu Mingkang
Interim Measures for the Administration of Banking Supervisory Statistics
Chapter I General Provisions
Article 1 With the goal of strengthening the administration of banking statistics, regulating the activities of banking statistics, and meeting the requirements of the banking supervisory work, the present Measures are formulated in accordance with the Statistics Law of the People's Republic of China, the Banking Supervision Law of the People's Republic of China, the Law of the People's Republic of China on Commercial Banks, and the Implementing Rules of the Statistics Law of the People's Republic of China as well as the Measures for the Punishments for Illegal Financial Practices.
Article 2 The present Measures shall be applicable to the banking regulatory institutions and the banking institutions.
The "banking institutions" as mentioned in the present Measures refers to the commercial banks, urban credit cooperatives, rural credit cooperatives and other financial institutions and policy banks established within the People's Republic of China and engaged in taking in deposits of the general public.
The present Measures shall be applicable to the financial assets management companies, trust investment companies, financial companies and the financial lease companies established within the People's Republic of China and other financial institutions established upon approval of the banking regulatory organ of the State Council (hereinafter referred to as the CBRC).
Article 3 The "banking supervisory statistics" as mentioned in the present Measures refers to all the statistical activities organized and carried out by the banking regulatory organs, which take the banking institutions as the principal objects, to meet the needs of the supervisory work. The banking supervisory statistics are an important component of the banking supervisory work and the internal control of the banking institutions.
Article 4 The basic task of the banking supervisory statistical work is to conduct the statistical investigation, analysis, evaluation and early warning to the operational conditions and risk situation of the banking institutions of the entire country, provide statistical information and consultation and conduct statistical supervision and check.
Article 5 The fundamental principles of the banking supervisory statistical work are uniform regulation, accuracy and timeliness, being scientific and precise, and being true to the fact.
Article 6 For the banking supervisory statistics, the administrative system of unified leadership and with each level assuming responsibility for its own work is adopted. The CBRC shall be the department in charge of organizing, leading, coordinating, administrating, supervising and checking the banking supervisory statistical work of the entire country. The representative offices of the CBRC shall be responsible for the banking supervisory statistical work within their own jurisdictions.
Article 7 The system, report forms and data of the banking supervisory statistics shall be subject to the management through specialized departments, and the statistical departments of the banking regulatory institutions shall assume the specific responsibilities.
Article 8 The banking supervisory statistics shall be based on the financial and accounting information of the banking institutions, supported by the information system of internal administration of the banking institutions, and the sources of statistical data shall be guaranteed to be truthful, accurate and complete.
Article 9 Modern information technology should be adopted for the banking supervisory statistics so as to ensure the automatic, systematic and networked collection of statistics.
Article 10 The construction of information transparency should be strengthened for the banking supervisory statistics in order to enhance the standardization and timeliness of information disclosure of the supervisory statistics.
Chapter II.
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