Interim Measures for Administration of the National SME Share Transfer System Co., Ltd.
Interim Measures for Administration of the National SME Share Transfer System Co., Ltd.
Interim Measures for Administration of the National SME Share Transfer System Co., Ltd.
Order of China Securities Regulatory Commission No.89
January 31, 2013
The Interim Measures for Administration of the National SME Share Transfer System Co., Ltd. has been adopted at the 27th chairman's executive meeting of the China Securities Regulatory Commission upon deliberation on January 18, 2013, which is hereby promulgated and shall come into force on the date of promulgation.
Chairman of the Securities Regulatory Commission: Guo Shuqing
Interim Measures for Administration of the National SME Share Transfer System Co., Ltd.
Chapter I General Provisions
Article 1 These Measures are formulated in accordance with the Company Law, the Securities Law and other laws and regulations for the purposes of strengthening the administration of the National SME Share Transfer System Co., Ltd. (hereinafter referred to as the "NSSTS Company"), specifying its authority and responsibilities and maintaining the normal order for listing and transfer of stocks and relevant activities.
Article 2 The National SME Share Transfer System (hereinafter referred to as the "NSSTS") is a national securities exchange approved for establishment by the State Council.
Article 3 The companies with stocks quoted on the NSSTS (hereinafter referred to as the "Listed Companies") shall be non-listed public companies, and accept the uniform supervision and administration by the China Securities Regulatory Commission (hereinafter referred to as the "CSRC"), the number of shareholders of which can exceed 200.
Article 4 The NSSTS Company shall be responsible for the organization and supervision of the stock transfer and relevant activities of the Quoted Companies and implement self-discipline management.
Article 5 The NSSTS Company shall adhere to the principle of public interest first, maintain the open, fair and impartial market environment and guarantee the normal operation of the NSSTS, so as to provide high-quality, efficient and low-cost financial services to all participants of the NSSTS.
Article 6 The stock quoting and transfer and relevant activities of the NSSTS must be in compliance with the laws, regulations and rules, and no defraud, insider trading, manipulation of market and other illegal or irregular activities are allowed.
Article 7 The CSRC shall legally carry out uniform supervision and administration over the NSSTS Company and all business activities and participants of the NSSTS, maintain the operation order of the NSSTS, and legally investigate and punish all illegal and irregular activities.
Chapter II Functions of the NSSTS Company
Article 8 The functions of the NSSTS Company include:
1.
......
Order of China Securities Regulatory Commission No.89
January 31, 2013
The Interim Measures for Administration of the National SME Share Transfer System Co., Ltd. has been adopted at the 27th chairman's executive meeting of the China Securities Regulatory Commission upon deliberation on January 18, 2013, which is hereby promulgated and shall come into force on the date of promulgation.
Chairman of the Securities Regulatory Commission: Guo Shuqing
Interim Measures for Administration of the National SME Share Transfer System Co., Ltd.
Chapter I General Provisions
Article 1 These Measures are formulated in accordance with the Company Law, the Securities Law and other laws and regulations for the purposes of strengthening the administration of the National SME Share Transfer System Co., Ltd. (hereinafter referred to as the "NSSTS Company"), specifying its authority and responsibilities and maintaining the normal order for listing and transfer of stocks and relevant activities.
Article 2 The National SME Share Transfer System (hereinafter referred to as the "NSSTS") is a national securities exchange approved for establishment by the State Council.
Article 3 The companies with stocks quoted on the NSSTS (hereinafter referred to as the "Listed Companies") shall be non-listed public companies, and accept the uniform supervision and administration by the China Securities Regulatory Commission (hereinafter referred to as the "CSRC"), the number of shareholders of which can exceed 200.
Article 4 The NSSTS Company shall be responsible for the organization and supervision of the stock transfer and relevant activities of the Quoted Companies and implement self-discipline management.
Article 5 The NSSTS Company shall adhere to the principle of public interest first, maintain the open, fair and impartial market environment and guarantee the normal operation of the NSSTS, so as to provide high-quality, efficient and low-cost financial services to all participants of the NSSTS.
Article 6 The stock quoting and transfer and relevant activities of the NSSTS must be in compliance with the laws, regulations and rules, and no defraud, insider trading, manipulation of market and other illegal or irregular activities are allowed.
Article 7 The CSRC shall legally carry out uniform supervision and administration over the NSSTS Company and all business activities and participants of the NSSTS, maintain the operation order of the NSSTS, and legally investigate and punish all illegal and irregular activities.
Chapter II Functions of the NSSTS Company
Article 8 The functions of the NSSTS Company include:
1.
......