Guiding Opinions on Regulating the Securities Companies Participating in Regional Equity Trading Market (for Trial Implementation)
Guiding Opinions on Regulating the Securities Companies Participating in Regional Equity Trading Market (for Trial Implementation)
Guiding Opinions on Regulating the Securities Companies Participating in Regional Equity Trading Market (for Trial Implementation)
Announcement of the China Securities Regulatory Commission [2012] No. 20
August 23, 2012
For the purposes of implementing spirits of 2012 national financial work conference, promoting healthy development of regional equity trading market, guiding securities companies to properly participate in relevant businesses in regional equity trading market, providing better equity trading and financing services for enterprises, especially small and medium-sized and micro enterprises, boosting local real economy, preventing financial risks and maintaining market order and social stability, the China Securities Regulatory Commission (the CSRC) has formulated, based on deep investigation and research and consulting opinions extensively from all aspects, the Guiding Opinions on Regulating the Securities Companies Participating in Regional Equity Trading Market (for Trial Implementation), which are promulgated hereby and shall take effect as of the date of promulgation, in accordance with relevant laws and regulations, the Decisions of the State Council on Cleaning- up and Rectification of All Varieties of Trading Floors to Effectively Prevent Financial Risks (Guo Fa [2011] No. 38) and Implementing Opinions of the General Office of State Council on Cleaning- up and Rectification of All Types of Trading Floors (Guo Ban Fa [2012] No.37).
Guiding Opinions on Regulating the Securities Companies Participating in Regional Equity Trading Market (for Trial Implementation)
Regional equity trading markets (hereinafter referred to as the regional markets), as an important part of a multi-level capital market, plays an irreplaceable role in promoting equity trading and financing of enterprises, especially small and medium-sized and micro enterprises, encouraging technological innovation and activating private capitals, and strengthening support for weak links of real economy. For the purposes of implementing spirits of 2012 national financial work conference, regulating securities companies' participation in regional markets, promoting healthy development of regional markets, preventing and defusing financial risks and maintaining market order and social stability, the China Securities Regulatory Commission (the CSRC) formulated, based on deep investigation and research and extensively consulting opinions, these Guiding Opinions, in accordance with relevant laws and regulations, the Decisions of the State Council on Cleaning-up and Rectification of All Varieties of Trading Floors to Effectively Prevent Financial Risks (Guo Fa [2011] No.
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Announcement of the China Securities Regulatory Commission [2012] No. 20
August 23, 2012
For the purposes of implementing spirits of 2012 national financial work conference, promoting healthy development of regional equity trading market, guiding securities companies to properly participate in relevant businesses in regional equity trading market, providing better equity trading and financing services for enterprises, especially small and medium-sized and micro enterprises, boosting local real economy, preventing financial risks and maintaining market order and social stability, the China Securities Regulatory Commission (the CSRC) has formulated, based on deep investigation and research and consulting opinions extensively from all aspects, the Guiding Opinions on Regulating the Securities Companies Participating in Regional Equity Trading Market (for Trial Implementation), which are promulgated hereby and shall take effect as of the date of promulgation, in accordance with relevant laws and regulations, the Decisions of the State Council on Cleaning- up and Rectification of All Varieties of Trading Floors to Effectively Prevent Financial Risks (Guo Fa [2011] No. 38) and Implementing Opinions of the General Office of State Council on Cleaning- up and Rectification of All Types of Trading Floors (Guo Ban Fa [2012] No.37).
Guiding Opinions on Regulating the Securities Companies Participating in Regional Equity Trading Market (for Trial Implementation)
Regional equity trading markets (hereinafter referred to as the regional markets), as an important part of a multi-level capital market, plays an irreplaceable role in promoting equity trading and financing of enterprises, especially small and medium-sized and micro enterprises, encouraging technological innovation and activating private capitals, and strengthening support for weak links of real economy. For the purposes of implementing spirits of 2012 national financial work conference, regulating securities companies' participation in regional markets, promoting healthy development of regional markets, preventing and defusing financial risks and maintaining market order and social stability, the China Securities Regulatory Commission (the CSRC) formulated, based on deep investigation and research and extensively consulting opinions, these Guiding Opinions, in accordance with relevant laws and regulations, the Decisions of the State Council on Cleaning-up and Rectification of All Varieties of Trading Floors to Effectively Prevent Financial Risks (Guo Fa [2011] No.
......